- Financial Reporting
- Management Accounting & Planning
- Performance Management
- Financial Management
- Taxation
- Law
- Investments & Markets
- Asset & Wealth Management
- Equity Analysis & Valuation
- Bonds, Money Markets and Treasury
- Derivatives
- Regulation, Compliance and Risk
- - Regulation, Compliance & Risk
risk management courses
Regulation, Compliance & RiskOur regulation and compliance courses are designed to give you a practical knowledge of the FSA rules, and indeed, other areas of regulation. We can incorporate the following into your training specifications:
• FSMA 2000
• FSA Handbooks
• Training & Competence
• Principles for Business
• Approved Persons regime
• Conduct of business rules
• Enforcement and discipline
• Insider dealing
• Market abuse
• Money laundering
• Business ethics
• Model code for directors’ dealings
• Implications of MiFID (Markets in Financial Instruments Directive)
• Basel II and regulatory capital tiers
• UCITS (Undertakings for Collective Investments in Transferable Securities) III
• Enterprise-wide risk management
• Measuring risk (risk capital, value at risk, stress testing)